Steve Kanzer is the chairman and CEO of Accredited Ventures Inc. in New York. Drawing on over 20 years of experience in biotechnology and pharmaceutical finance, development, and licensing, Steve Kanzer is active with the Financial Industry Regulatory Authority (FINRA).
FINRA is an organization working towards investor protection and market integrity. One resource offered by FINRA to resolve concerns or complaints is its Office of the Ombudsman. This office works independently from other FINRA departments and reports directly to the Audit Committee of the Board of Governors. It also does not represent or advocate for any one person or entity; this neutrality allows the Office of the Ombudsman to consider all sides and find a fair resolution to any problems.
In the case that a party would like to bring a complaint to FINRA but desires to remain anonymous, they should contact the Office of the Ombudsman. Through independence, neutrality, and confidentiality, the Office of the Ombudsman’s objective is to achieve a fair outcome to any issues brought to its attention.
FINRA is an organization working towards investor protection and market integrity. One resource offered by FINRA to resolve concerns or complaints is its Office of the Ombudsman. This office works independently from other FINRA departments and reports directly to the Audit Committee of the Board of Governors. It also does not represent or advocate for any one person or entity; this neutrality allows the Office of the Ombudsman to consider all sides and find a fair resolution to any problems.
In the case that a party would like to bring a complaint to FINRA but desires to remain anonymous, they should contact the Office of the Ombudsman. Through independence, neutrality, and confidentiality, the Office of the Ombudsman’s objective is to achieve a fair outcome to any issues brought to its attention.